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Complying with the UK Sanctions Regime - Guidance

This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions

Claims management activity - Guidance

This guidance explores professional duties and key risks for solicitors, law firms and their employees when representing clients during claims.

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'No win, no fee' and other fee arrangements in high-volume consumer claims - Warning notice

This warning notice is relevant to all firms and individuals we regulate who work in high-volume consumer claims

New

Sanctions regime - firm-wide risk assessments - Guidance

This guidance is aimed to help firms assess your exposure to risks associated with the UK’s sanctions regime.

Money laundering and terrorist financing suspicious activity reports - Warning notice

This Warning Notice reminds you of some of the key requirements to have in place adequate controls to prevent, detect and report money laundering and to make suspicious activity reports (SARs).

How we make decisions and the criteria we apply - Guidance

To help you understand the overarching principles that guide us when we make regulatory decisions and the criteria we apply.

Firm authorisation - Guidance

If you wish to set up a business providing legal services, understand whether the business needs to be authorised by us and how this is done.

Complying with Principle 6 - encouraging equality, diversity and inclusion

To help you understand your obligations on equality, diversity and inclusion.

Publishing regulatory and disciplinary decisions - Guidance

Understand the approach we take when deciding whether to publish regulatory and disciplinary decisions on our website.

Meeting our standards for good qualifying work experience - Guidance

Understand how your firm can meet our expected standard when offering qualifying work experience (QWE).

Registered Swiss lawyers - Guidance

How to practise in the UK as a Swiss lawyer.

Registered European lawyers - Guidance

How to practise in the UK as a European lawyer.

Registered Foreign lawyers - Guidance

How to practise in the UK as a Registered Foreign lawyer

Sham litigation - Guidance

This guidance aims to bring attention to the potential threat posed by sham litigation within the legal sector, so that lawyers can take appropriate steps to protect themselves and their firms.

Marketing your services to members of the public - Warning notice

This warning notice provides a reminder of your regulatory responsibilities and obligations when marketing your services to members of the public.

Legal professional privilege when working in-house - Guidance

This guidance is to help you understand the key issues that in-house solicitors face when considering legal professional privilege (privilege) and how you can navigate them

Key points for governing boards, chief executives and senior officers in organisations employing in-house solicitors - Guidance

This guidance is for any organisation that employs an in-house solicitor, to help you to understand the regulatory duties and standards they must comply with.

Reporting concerns about wrongdoing when working in-house - Case study

Case study: To illustrate how our expectations operate in practice

Identifying your client when working in-house - Case study

This case study should be read in conjunction with the Identifying your client when working in-house guidance.

Identifying your client when working in-house - Guidance

Guidance: This guidance is for in-house solicitors employed by organisations not regulated by the SRA.